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Reglo's translation/definition for
investment services and investment activities
investment services and investment activities
English
investment services and investment activities
(1) Reception and transmission of orders in relation to one or more financial instruments.
(2) Execution of orders on behalf of clients.
(3) Dealing on own account.
(4) Portfolio management.
(5) Investment advice.
(6) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis.
(7) Placing of financial instruments without a firm commitment basis
(8) Operation of Multilateral Trading Facilities.
(2) Execution of orders on behalf of clients.
(3) Dealing on own account.
(4) Portfolio management.
(5) Investment advice.
(6) Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis.
(7) Placing of financial instruments without a firm commitment basis
(8) Operation of Multilateral Trading Facilities.
Deutsch
Wertpapierdienstleistungen und Anlagetätigkeiten
1. Annahme und Übermittlung von Aufträgen, die ein oder mehrere Finanzinstrument(e) zum Gegenstand haben
2. Ausführung von Aufträgen im Namen von Kunden
3. Handel für eigene Rechnung
4. Portfolio-Verwaltung
5. Anlageberatung
6. Übernahme der Emission von Finanzinstrumenten und/oder Platzierung von Finanzinstrumenten mit fester Übernahmeverpflichtung
7. Platzierung von Finanzinstrumenten ohne feste Übernahmeverpflichtung
8. Betrieb eines multilateralen Handelssystems (MTF)
2. Ausführung von Aufträgen im Namen von Kunden
3. Handel für eigene Rechnung
4. Portfolio-Verwaltung
5. Anlageberatung
6. Übernahme der Emission von Finanzinstrumenten und/oder Platzierung von Finanzinstrumenten mit fester Übernahmeverpflichtung
7. Platzierung von Finanzinstrumenten ohne feste Übernahmeverpflichtung
8. Betrieb eines multilateralen Handelssystems (MTF)
Spanish
Servicios de inversión, actividades de inversión
(1) Recepción y transmisión de órdenes de clientes en relación con uno o más instrumentos financieros.
(2) Ejecución de órdenes por cuenta de clientes.
(3) Negociación por cuenta propia.
(4) Gestión de carteras.
(5) Asesoramiento en materia de inversión.
(6) Aseguramiento de instrumentos financieros o colocación de instrumentos financieros sobre la base de un
compromiso firme
(7) Colocación de instrumentos financieros sin base en un compromiso firme.
(8) Gestión de sistemas de negociación multilateral.
(2) Ejecución de órdenes por cuenta de clientes.
(3) Negociación por cuenta propia.
(4) Gestión de carteras.
(5) Asesoramiento en materia de inversión.
(6) Aseguramiento de instrumentos financieros o colocación de instrumentos financieros sobre la base de un
compromiso firme
(7) Colocación de instrumentos financieros sin base en un compromiso firme.
(8) Gestión de sistemas de negociación multilateral.
French
Services d'investissement et et activités d'investissement
1. Réception et transmission d'ordres portant sur un ou plusieurs instruments financiers.
2. Exécution d'ordres au nom de clients.
3. Négociation pour compte propre.
4. Gestion de portefeuille.
5. Conseil en investissement.
6. Prise ferme d'instruments financiers et/ou placement d'instruments financiers avec engagement ferme.
7. Placement d'instruments financiers sans engagement ferme.
8. Exploitation d'un système multilatéral de négociation (MTF).
2. Exécution d'ordres au nom de clients.
3. Négociation pour compte propre.
4. Gestion de portefeuille.
5. Conseil en investissement.
6. Prise ferme d'instruments financiers et/ou placement d'instruments financiers avec engagement ferme.
7. Placement d'instruments financiers sans engagement ferme.
8. Exploitation d'un système multilatéral de négociation (MTF).
Italian
Servizi e attivita' di investimento
(1) Ricezione e trasmissione di ordini riguardanti uno o più strumenti finanziari.
(2) Esecuzione di ordini per conto dei clienti.
(3) Negoziazione per conto proprio.
(4) Gestione di portafogli.
(5) Consulenza in materia di investimenti.
(6) Assunzione a fermo di strumenti finanziari e/o collocamento di strumenti finanziari sulla base di un impegno
irrevocabile.
(7) Collocamento di strumenti finanziari senza impegno irrevocabile.
(8) Gestione di sistemi multilaterali di negoziazione.
(2) Esecuzione di ordini per conto dei clienti.
(3) Negoziazione per conto proprio.
(4) Gestione di portafogli.
(5) Consulenza in materia di investimenti.
(6) Assunzione a fermo di strumenti finanziari e/o collocamento di strumenti finanziari sulla base di un impegno
irrevocabile.
(7) Collocamento di strumenti finanziari senza impegno irrevocabile.
(8) Gestione di sistemi multilaterali di negoziazione.
Dutch
Beleggingsdiensten (en –activiteiten)
(1) Het ontvangen en doorgeven van orders met betrekking tot één of meer financiële instrumenten.
(2) Het uitvoeren van orders voor rekening van cliënten.
(3) Het handelen voor eigen rekening.
(4) Vermogensbeheer.
(5) Beleggingsadvies.
(6) Het overnemen van financiële instrumenten en/of plaatsen van financiële instrumenten met plaatsingsgarantie.
(7) Het plaatsen van financiële instrumenten zonder plaatsingsgarantie.
(8) Het exploiteren van multilaterale handelsfaciliteiten.
(2) Het uitvoeren van orders voor rekening van cliënten.
(3) Het handelen voor eigen rekening.
(4) Vermogensbeheer.
(5) Beleggingsadvies.
(6) Het overnemen van financiële instrumenten en/of plaatsen van financiële instrumenten met plaatsingsgarantie.
(7) Het plaatsen van financiële instrumenten zonder plaatsingsgarantie.
(8) Het exploiteren van multilaterale handelsfaciliteiten.
Portuguese
Serviços de investimento e actividades de investimento
1) Recepção e transmissão de ordens relativas a um ou mais instrumentos financeiros;
2) Execução de ordens por conta de clientes;
3) Negociação por conta própria;
4) Gestão de carteiras;
5) Consultoria para investimento;
6) Tomada firme de instrumentos financeiros e/ou colocação de instrumentos financeiros com garantia;
7) Colocação de instrumentos financeiros sem garantia;
8) Exploração de Sistemas de Negociação Multilateral (MTF).
2) Execução de ordens por conta de clientes;
3) Negociação por conta própria;
4) Gestão de carteiras;
5) Consultoria para investimento;
6) Tomada firme de instrumentos financeiros e/ou colocação de instrumentos financeiros com garantia;
7) Colocação de instrumentos financeiros sem garantia;
8) Exploração de Sistemas de Negociação Multilateral (MTF).
Legal source
MiFID
The list of Investment services and activities is contained in Annex I - Section A of Directive 2004/39/EC.
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